Search results
Showing 111 to 120 of 266 search results for MiFID II wholesale firms.
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Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. -
Electronification of trading
Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at the FIX 2016 EMEA Trading Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA calls on firms to act following review of costs and charges disclosure in the investment sector
The Financial Conduct Authority (FCA) has today published the key findings of supervisory work to assess the effectiveness of disclosure by asset managers and intermediaries, such as wealth managers, to their retail customers. This work was prompted -
10% depreciation notifications
We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62. -
Depositaries
How to apply to act as a depositary of an authorised or unauthorised Alternative Investment Fund. -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
MiFID II: product governance review
In this MiFID II review we looked at product governance in a sample of 8 asset management firms. -
PRIIPs Regulation
Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects. -
About our data
The FCA publishes a wide range of data. Find out about the types of data available and how often it is published. -
Commodity derivatives: position limits, reporting regime and commitment of trader reports
This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.