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Showing 1 to 10 of 42 search results for MiFID II wholesale firms conference 2015.

1. MiFID II wholesale firms conference 2015

   News stories Published: 30/10/2015 Last modified: 11/11/2015
   MiFID II wholesale firms conference 2015. News stories First published:. 30/10/2015. ... MiFID II wholesale firms conference 2015.

2. Event costs

   Last modified: 08/04/2024
   Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

3. MiFID II: The future of European trading in the balance

   Speeches Published: 19/09/2014 Last modified: 01/11/2016
   Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

4. A Better View

   Speeches Published: 20/09/2017 Last modified: 20/09/2017
   Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

5. MiFID II – the road ahead

   Speeches Published: 20/10/2015 Last modified: 26/10/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

6. Investor protection under MiFID II

   Speeches Published: 20/10/2015 Last modified: 20/10/2015
   Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

7. Wholesale market policy – a year in review

   Speeches Published: 11/12/2015 Last modified: 11/12/2015
   Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

8. From intellectual certainty to debate

   Speeches Published: 25/02/2015 Last modified: 26/02/2015
   Including areas like FX remediation work, the Fair and Effective Markets Review, MiFID II implementation, wholesale competition work and the like – where policy discussions over economic objectives are heavily contextualised by ... Just two on liquidity

9. FS15/1: Discussion on the use of dealing commission

   Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
   This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

10. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London