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Showing 101 to 110 of 266 search results for MiFID II wholesale firms.
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PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I
Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy -
Data reporting services providers
Before entities may provide a Data Reporting Service (DRS) in the UK, they must be authorised by us or verified. Find out what this means for your firm. -
MiFID II: applications received after 3 July 2017
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version. -
MDP entity portal
The Market Data Processor (MDP) entity portal allows users to access the MDP system. Find out more about the portal and registering to use it. -
Passporting between the UK and Gibraltar
Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more. -
CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV
We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook. -
Apply to be an authorised AIFM
Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.