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Showing 91 to 100 of 191 search results for MiFID II transaction reporting.

  1. MiFID Annex I: Application form for a data reporting services provider [docx]

    Forms Published: 13/01/2017 Last modified: 17/03/2022
    MiFID Annex I: Application form for a data reporting services provider

  2. Investor protection under MiFID II

    Speeches Published: 20/10/2015 Last modified: 20/10/2015
    Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. MiFID Annex I: Application form for a data reporting services provider notes [docx]

    Forms Published: 27/01/2017
    This guidance provides clarification on completing the application for a DRSP.

  4. UK’s exit from the EU delayed

    Statements Published: 30/10/2019 Last modified: 30/10/2019
    The EU and the UK have agreed to extend the date for the UK’s departure from the EU. As a result, firms do not need to take action to implement Brexit contingency plans for 31 October.

  5. Notifications under Payment Services Regulations 2017

    Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
    Read about the reporting and notification requirements under the PSRs, including major incident reporting.

  6. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

  7. MiFID II: authorisation and variation of permissions

    News stories Published: 18/09/2017 Last modified: 30/08/2023
    The FCA publishes MiFID 2 guide.

  8. Slides from the Transaction Reporting Forum December 2016 [pdf]

    Meeting minutes Published: 11/01/2017
    Event held on 5 and 8 December 2016

  9. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  10. Slides from the Transaction Reporting Forum June and July 2018 [pdf]

    Meeting minutes Published: 18/07/2018
    Events held on 26 June and 4 July 2018
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