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Showing 71 to 80 of 134 search results for MiFID II transaction reporting regime.
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Trading venues and systematic internalisers – changes in security statuses
Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade. -
Investment Firms Prudential Regime (IFPR)
The IFPR is our new prudential regime for MiFID investment firms. The regime came into force on 1 January 2022. -
Trading venue ID codes
Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities. -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
MiFID II: authorisation and variation of permissions
The FCA publishes MiFID 2 guide. -
Investor protection under MiFID II
Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
UK’s exit from the EU delayed
The EU and the UK have agreed to extend the date for the UK’s departure from the EU. As a result, firms do not need to take action to implement Brexit contingency plans for 31 October. -
UK MiFID framework notifications
If you’re an authorised investment firm find out more about the notifications you may need to make. -
Where next for UK Market Structure
Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference. -
Statement on MiFID trade reporting and position limit obligations
ESMA published a statement saying that it has positively assessed UK trading venues in relation to its Opinions on MiFIR trade reporting and commodity derivatives position limits.