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Showing 1 to 10 of 99 search results for Firms subject to the MiFID II transaction reporting regime.

1. Transaction reporting

   Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
   We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

2. Instrument Reference Data

   Markets Transaction reporting Published: 30/05/2016 Last modified: 29/09/2022
   Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data.

3. Reportable instruments

   Investment managers Markets Transaction reporting Published: 09/06/2016 Last modified: 11/01/2023
   Find out from the FCA when a transaction is reportable, and about over-reporting.

4. Transaction reporting fines

   Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
   Find out how the FCA are able to effectively monitor for market abuse.

5. UK MiFIR data reporting and LIBOR transition

   Markets Published: 09/07/2021 Last modified: 23/05/2022
   We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

6. UK EMIR news

   Markets policy Published: 23/05/2016 Last modified: 02/05/2024
   Read our archive of news relating to EMIR dating back to August 2013.

7. Brexit – what we expect firms and other regulated persons to do now

   Statements Published: 01/02/2019 Last modified: 31/01/2020
   The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

8. FCA announces extension to its use of the temporary transitional power

   Press Releases Published: 25/07/2019 Last modified: 25/07/2019
   The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

9. Financial Conduct Authority outlines how it would use the temporary transitional power

   Press Releases Published: 01/02/2019 Last modified: 11/04/2024
   The FCA has set out how it would use the temporary transitional power in the event the UK leaves the EU without an agreement.

10. FCA confirms extension of the Temporary Permission Regime deadline

    Press Releases Published: 24/05/2019 Last modified: 24/05/2019
    The FCA has today confirmed the deadline for notifications for the temporary permissions regime (TPR) will be extended to the end of 30 October 2019. TPR would allow EEA-based firms passporting into the UK to continue new and existing regulated