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Showing 31 to 40 of 156 search results for MiFID II to the Prospectus Rules.
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FCA to ask firms for their views on MiFID II implementation
Whether and how the FCA might apply sales-staff remuneration rules to firms not covered by MiFID II, in light of domestic and European policy developments. ... Exploring potential MiFID II inducement rules for advisers, discretionary investment managers -
FCA publishes third MiFID II consultation paper
The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II). -
Cryptocurrency derivatives
FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised. -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice. -
Policy development update
The policy development update provides some information on our recent and upcoming publications but should not be regarded as comprehensive. -
MiFID II: applications for permissions needed now
MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK. -
Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
Recent developments in financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing. -
CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI
We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook. -
CP17/8: Markets in Financial Instruments Directive II Implementation – Consultation Paper V
We are consulting on our fifth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.