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Showing 72 to 81 of 528 search results for MiFID II information.

  1. Forms

    List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

  2. Abnormal Trading Volume Ratio

    Data Published: 09/07/2019 Last modified: 12/10/2020
    In the FCA's 2018/19 Annual Report it published a new measure of market cleanliness – the Abnormal Trading Volume ratio (ATV).

  3. Brexit – what we expect firms and other regulated persons to do now

    Statements Published: 01/02/2019 Last modified: 31/01/2020
    The Treasury has published draft legislation that would temporarily empower the FCA and the Bank of England/Prudential Regulation Authority (PRA) to make transitional provisions if the UK leaves the EU without an agreement in place. We intend to use

  4. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 

  5. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

  6. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  7. Requesting sample transaction reporting data

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    The FCA provide samples of the data back to firms after the submitted transaction reports have been validated by instrument reference data.

  8. FCA makes senior hires

    Press Releases Published: 03/05/2022 Last modified: 03/05/2022
    As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

  9. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 04/03/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

  10. Trading venue ID codes

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/01/2023
    Regularly updated lists of ID codes for UK regulated markets, multilateral trading facilities and organised trading facilities.

  11. Market data reporting and MDP

    Markets Published: 04/09/2016 Last modified: 20/12/2022
    The Market Data Processor (MDP) system allows entities to submit and access market data. Find out more about who it applies to and how on-boarding works.