Search results
Showing 42 to 51 of 528 search results for MiFID II information.
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Forms
List of all forms on fca.org.uk For Handbook forms, please use the Handbook forms page. -
FCA Connect
FCA Connect is our user management system for you to submit applications and notifications. Use it to notify us about approved persons or suspicious transactions or apply for MiFID II. -
Cryptocurrency derivatives
FCA statement on the requirement for firms offering cryptocurrency derivatives to be authorised. -
Market Watch issue 64: market conduct and Brexit and MiFID II transaction reporting issues [pdf]
This edition of Market Watch provides important information to help MiFID II firms prepare for the end of the transition period. -
Dealing commission
Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version. -
MiFID Annex for VOP Application Form [docx]
This MiFID Annex for VOP Applications can be used to provide information required by the RTS under 7(4) of MiFID II that has changed since your initial authorisation. -
Regulation of markets in financial instruments
UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues. -
Brexit resources
This page lists our news and statements, speeches, publications and other pages related to Brexit. -
Instrument Reference Data
Trading venues and systematic internalisers (SIs) are responsible for providing us with instrument reference data. -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
Assessing Suitability Review
This report sets out the findings from our review into the market for pensions and investment advice.