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Showing 101 to 110 of 325 search results for MiFID II conference.

101. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes Published: 25/09/2015 Last modified: 26/11/2015
     From the meeting held on 14 September 2015.

102. [pdf]

     Documents Published: 03/01/2018

103. MiFID II passporting application form: MTF/OTF notification [pdf]

     Forms Published: 17/07/2017
     MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

104. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

     Systems information Published: 11/09/2017
     This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.

105. MiFID II passporting application form: Tied agent notification [pdf]

     Forms Published: 17/07/2017
     MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

106. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

     Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
     We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

107. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

     Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
     We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.

108. UK EMIR news

     Markets policy Published: 23/05/2016 Last modified: 02/05/2024
     Read our archive of news relating to EMIR dating back to August 2013.

109. UK MiFID transparency calculations

     Data Published: 05/11/2021 Last modified: 14/05/2024
     This page contains updates on the UK MiFID transparency calculations and the latest published data.

110. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

     Meeting minutes Published: 04/11/2015 Last modified: 04/11/2015
     From the meeting held on 22 October 2015.