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Showing 61 to 70 of 452 search results for MiFID II applies.

61. Statement on the Operation of the MiFID Markets Regime

    Firms Focus areas Published: 06/10/2019 Last modified: 11/01/2023
    Read our statement on the operation of the MiFID Markets Regime after the transition period ends.

62. DRSP authorisation process

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 15/12/2022
    UK Data Reporting Service Providers (DRSPs) must be authorised or verified by us. We explain the authorisation process.

63. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 21/05/2018
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

64. CP15/43: Markets in Financial Instruments Directive II Implementation – Consultation Paper I

    Consultation papers Published: 15/12/2015 Last modified: 22/08/2019
    MiFID II is currently due to apply from 3 January 2017 and by 3 July 2016, Member States must change their laws and regulations to give effect to the provisions of ... HM Treasury (The Treasury) consulted on most of the changes to UK legislation required

65. Information on MiFID 2 transaction reporting - February 2020

    FOI Release Date of Release: 07/02/2020
    FCA provides information on Mifid 2 transaction reporting.

66. DRSP and MDP fees

    Firms Markets Markets policy Published: 03/01/2018 Last modified: 15/12/2022
    There are different types of Data Reporting Services Providers (DRSPs) and Market Data Processor (MDP) fees. Find out more about each fee.

67. UK MiFID framework notifications

    Firms Markets Markets policy Published: 13/01/2017 Last modified: 09/10/2023
    If you’re an authorised investment firm find out more about the notifications you may need to make.

68. UK EMIR notifications and exemptions

    Markets policy Published: 24/05/2016 Last modified: 17/07/2023
    Notifications and applications under UK European Market Infrastructure Regulation (UK EMIR) fall into certain categories. Learn more about these notifications, applications and relevant technical standards.

69. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

70. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.