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Showing 41 to 50 of 452 search results for MiFID II applies.

41. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 20/03/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.

42. Cryptoassets: our work

    Focus areas Published: 23/01/2019 Last modified: 15/11/2023
    Learn more about our work on cryptoassets to ensure consumers are protected, market integrity is upheld, and competition works in the interest of consumers.

43. Regulation of markets in financial instruments

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/08/2023
    UK legislation and rules regulating markets in financial instruments are known as the UK MiFID framework. The FCA explains these requirements for investment firms and trading venues.

44. PRIIPs Regulation

    Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
    Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

45. Outsourcing and operational resilience

    Firms Focus areas Published: 09/01/2020 Last modified: 04/03/2024
    The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them.

46. Transparency waivers and deferrals

    Firms Focus areas Markets Markets policy Published: 23/05/2016 Last modified: 11/01/2023
    Market operators and investment firms operating a UK trading venue that would like a pre-trade transparency waiver must apply to us in advance. Find out how to apply for waivers and deferrals.

47. Transaction reporting

    Markets Transaction reporting Published: 29/05/2016 Last modified: 12/01/2024
    We use transaction reports to detect and investigate suspected market abuse. Find out more about the submission of transaction reports and the data they should contain.

48. Complaints data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Complaints data items: FAQs

49. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

50. About our data

    Last modified: 14/03/2024
    The FCA publishes a wide range of data. Find out about the types of data available and how often it is published.