Search results
Showing 91 to 100 of 197 search results for MiFID II applies from 3 January.
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Reportable instruments
Find out from the FCA when a transaction is reportable, and about over-reporting. -
Alternative Investment Managers Remuneration Code (SYSC 19B)
The FCA provide information on Alternative Investment Fund Managers Remuneration Code (SYSC 19B) -
Price: the cornerstone of markets
Speech by David Lawton, Director of Markets of the FCA at the International Capital Market Association (ICMA) Capital Market Lecture Series 2014 on Monday 3 February 2014. This is the text of the speech as drafted, which may differ from the -
Key requirements of firms
Firms should have prioritised these key requirements following the end of the transition period. -
Training and competence
Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated. -
PS18/10: Retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation launched in PS17/25 on the retirement of guidance FG12/15 and FG14/1, and confirms that both FG12/15 and FG14/1 have been retired. -
PS21/9: Implementation of Investment Firms Prudential Regime
This is the second of the Policy Statements we will issue to introduce the Investment Firm Prudential Regime. -
Market Watch 72
In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients -
2018 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. -
PS17/25: FAMR implementation part II and consultation on retiring FG12/15 and FG14/1
This Policy Statement outlines the response to our consultation CP17/28: FAMR Implementation Part II and insistent clients, and announces a consultation on the retirement of guidance FG12/15 and FG14/1.