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Showing 51 to 60 of 197 search results for MiFID II applies from 3 January.

  1. A Better View

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the AFME European Compliance and Legal Conference 2017

  2. FCA statement on MiFID II inducements and research

    Statements Published: 26/10/2017 Last modified: 26/10/2017
    The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.

  3. Statement on MiFID II inducements and research

    Statements Published: 08/11/2019 Last modified: 08/11/2019
    FCA welcomes the US Securities and Exchange Commission’s extension of no-action relief relating to MiFID II inducements and research provisions

  4. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  5. UK MiFID transparency calculations

    Data Published: 05/11/2021 Last modified: 20/03/2024
    This page contains updates on the UK MiFID transparency calculations and the latest published data.

  6. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  7. MiFID II: The future of European trading in the balance

    Speeches Published: 19/09/2014 Last modified: 01/11/2016
    Speech by David Lawton, Director of Markets, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  8. FCA statement on share trading obligations

    Statements Published: 19/03/2019 Last modified: 19/03/2019
    The FCA's response to ESMA’s statement on share trading obligations under MiFID II.

  9. Trading venues and systematic internalisers – changes in security statuses

    Markets policy Published: 21/12/2017 Last modified: 21/12/2022
    Trading venues and systematic internalisers may have to notify the FCA when there are changes in the status of the securities they trade.

  10. FCA consults on aspects of the Markets in Financial Instruments Directive II implementation

    Press Releases Published: 15/12/2015 Last modified: 15/12/2015
    The implementation of MiFID II is currently set for 3 January 2017. ... Discussions are taking place between the European Commission, European Parliament and Council of the European Union about a possible overall delay in the implementation of MiFID II
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