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Showing 92 to 101 of 315 search results for MiFID II and IDD.

  1. Insurance Distribution Directive

    The Insurance Distribution Directive is EU legislation which sets regulatory requirements for firms designing and selling insurance products.

  2. MiFID II passporting application form: MTF/OTF notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

  3. [pdf]

    Documents Published: 03/01/2018

  4. MiFID II Systematic Internaliser and Electronic Trading Notification Guide [pdf]

    Systems information Published: 11/09/2017
    This guide is designed to assist with the submission of the Systematic Internaliser Notification and the Electronic Trading Notification form.

  5. MiFID II passporting application form: Tied agent notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to use a tied agent established in another EEA state or amend EEA tied agent details.

  6. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the

  7. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II

  8. CP17/19: Markets in Financial Instruments Directive II Implementation – Consultation Paper VI

    Consultation papers Published: 03/07/2017 Last modified: 03/07/2017
    We are consulting on our sixth set of implementation proposals for MiFID II and seeking views on the proposed changes to the FCA Handbook.

  9. Event costs

    Last modified: 08/04/2024
    Overall approximate costs for public events that we organise and publicise, from April 2013 onwards.

  10. FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation

    Press Releases Published: 31/03/2017 Last modified: 31/03/2017
    The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting

  11. CP16/43: Markets in Financial Instruments Directive II implementation – Consultation Paper IV

    Consultation papers Published: 16/12/2016 Last modified: 20/02/2017
    We are consulting on our fourth set of implementation proposals for MiFID II and seeking views on our proposed changes to the FCA Handbook.