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Showing 31 to 40 of 86 search results for MiFID II Wholesale Conference.

  1. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.

  2. FCA makes senior hires

    Press Releases Published: 03/05/2022 Last modified: 03/05/2022
    As the FCA continues its transformation, it has recruited three experienced individuals to its senior leadership team.

  3. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  4. Market Watch 72

    Newsletters Published: 11/01/2023 Last modified: 11/01/2023
    In this Market Watch, we outline our recent findings on the quality of service provided by Approved Publication Arrangements (APAs) and Approved Reporting Mechanisms (ARMs), collectively known as Data Reporting Services Providers (DRSPs), to clients

  5. Where next for UK Market Structure

    Speeches Published: 03/03/2022 Last modified: 03/03/2022
    Speech by Edwin Schooling Latter, FCA Director of Markets and Wholesale Policy and Wholesale Supervision, delivered at Rosenblatt's European Market Structure conference.

  6. Training and competence

    Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
    Our training and competence regime makes sure the financial services workforce is appropriately qualified and well regulated.

  7. Transparency in asset management

    News stories Published: 30/10/2013 Last modified: 15/08/2014
    At our annual Asset Management Conference, we outlined our strategy focused on short- and long-term asset management reforms to ensure the UK remains one of the main centres for investment ... Instruments Directive (MiFID) II negotiations.

  8. MiFID Fees and Levies Supplement Form: Wholesale [docx]

    Forms Published: 13/01/2017

  9. Recent developments in financial markets

    Speeches Published: 01/03/2018 Last modified: 09/03/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, at the Association for Financial Markets in Europe (AFME), International Capital Market Association (ICMA) and International Swaps and Derivatives Association (ISDA) breakfast briefing.

  10. MiFID Fees and Levies Supplement Notes: Wholesale [docx]

    Forms Published: 13/01/2017