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Showing 81 to 90 of 1513 search results for LIBOR-related failures.

81. FCA confirms measures to raise standards in the funeral plans market

    Press Releases Published: 05/07/2021 Last modified: 05/07/2021
    To enhance consumer protection in the funeral plans market, the FCA has confirmed the rules funeral plan providers will have to follow when they come under regulation from 29 July 2022.

82. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.

83. FCA fines Guaranty Trust Bank (UK) Limited £7.6 million for further failures in its anti-money laundering systems and controls

    Press Releases Published: 10/01/2023 Last modified: 10/01/2023
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Limited (GT Bank) £7,671,800 for serious weaknesses in its anti-money laundering (AML) systems and controls between October 2014 and July 2019.

84. IFPR implementation observations: quantifying threshold requirements and managing financial resources – concluding report

    Multi-firm reviews Published: 27/11/2023 Last modified: 27/11/2023
    Further observations on how firms are implementing requirements on the Internal Capital Adequacy and Risk Assessment process and reporting under the Investment Firms Prudential Regime.

85. Final Notice 2022: Grahams Cars [pdf]

    Final notices Published: 25/11/2022
    This final notice (Grahams Cars) refers to a failure to satisfy the Effective Supervision Threshold Condition (COND) due to the Authority having no means by which it can communicate with the firm. Therefore, we imposed a cancellation.

86. 2022 fines

    News stories Published: 28/02/2022 Last modified: 04/01/2023
    Enforcement fines published in 2022.

87. Large unincorporated associations may be eligible for help following 2008 deposit failures – FCA to consult on extending FSCS protection on investments

    Press Releases Published: 03/10/2013 Last modified: 04/11/2019
    Large unincorporated associations such as charities, clubs or societies, that were not considered eligible for help over lost deposits following the collapse of Kaupthing Singer and Friedlander Bank (KSF) and Landsbanki Islands hf in 2008, may now

88. Insurance fraud

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker.

89. FSA - The failure of the Royal Bank of Scotland [pdf]

    Corporate documents Published: 16/12/2011 Last modified: 03/08/2016

90. Notice of Decision 2024: Timothy Steele [pdf]

    Decision notices Published: 16/04/2024
    The Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.