Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 31 to 40 of 314 search results for Insurance sellers and authorisation.

  1. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.
  2. Mr Insurance

    Warnings Published: 27/01/2011 Last modified: 13/09/2014
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.
  3. AIS Insurance

    Warnings Published: 02/09/2022 Last modified: 02/09/2022
    AIS Insurance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  4. Professional indemnity insurance

    Tasks for firms Published: 13/05/2015 Last modified: 13/07/2023
    Professional indemnity insurance (PII) is liability insurance that covers firms when a third party claims to have suffered a loss, usually due to professional negligence.
  5. AIFMD updates

    Focus areas Published: 08/06/2016 Last modified: 05/07/2023
    There are several updates the FCA has published on Alternative Investment Fund Managers Regulations. Find out about the FCA's updated guides and forms.
  6. Applying to approve financial promotions for unauthorised persons

    Firms Published: 11/09/2023 Last modified: 28/05/2024
    Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons.
  7. 2015 Disclosure Log

    Last modified: 30/01/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. 
  8. UKNet Insurance

    Warnings Published: 01/04/2013 Last modified: 15/04/2021
    UKNet Insurance is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.
  9. Registration: Connect

    Registers and systems Published: 04/05/2016 Last modified: 09/02/2023
    Find out how your firm can register on FCA Connect.
  10. Bulwark Insurance

    Warnings Published: 14/12/2017 Last modified: 14/12/2017
    We have published this statement to warn consumers against dealing with unauthorised firms.