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Showing 91 to 100 of 346 search results for Implementing MiFID II.

  1. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.

  2. MiFID II passporting application form: service passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide cross-border services or to amend existing cross-border services passport

  3. MiFID II Conduct Forum, April 2016: presentation [pdf]

    Systems information Published: 10/05/2016 Last modified: 04/08/2016

  4. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 29/06/2015 Last modified: 29/06/2015
    Held on 8 June 2015

  5. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 10/08/2015 Last modified: 26/11/2015
    Held on 17 July 2015

  6. From intellectual certainty to debate

    Speeches Published: 25/02/2015 Last modified: 26/02/2015
    And, in core policy areas that set the framework for secondary market trading, like MiFID II, draft technical standards have been published and are now open for consultation. ... Just two on liquidity. And this, effectively, is the subtext to MiFID II

  7. Minutes of the meeting of the MiFID II implementation roundtable [pdf]

    Meeting minutes Published: 25/09/2015 Last modified: 26/11/2015
    From the meeting held on 14 September 2015.

  8. MiFID II passporting application form: MTF/OTF notification [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to provide arrangements to facilitate the access to an MTF or an OTF from another EEA State or to amend details of these arrangements.

  9. [pdf]

    Documents Published: 03/01/2018

  10. Wholesale market policy – a year in review

    Speeches Published: 11/12/2015 Last modified: 11/12/2015
    Speech by David Lawton, Director of Markets Policy and International, FCA, delivered at the ICI Global Trading and Market Structure Conference in London on 8 December 2015. This is the text of the speech as drafted, which may differ from the
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