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Showing 81 to 90 of 347 search results for Implementing MiFID II.

  1. Minutes of the MiFID II implementation: Trade Association Roundtable, April 2016 [pdf]

    Meeting minutes Published: 20/05/2016 Last modified: 20/05/2016
    From the meeting held on 25 April 2016.

  2. Minutes of the MiFID II implementation: Conduct Forum, April 2016 [pdf]

    Meeting minutes Published: 10/05/2016 Last modified: 10/05/2016
    From the meeting held on 18 April 2016.

  3. Minutes of the MiFID II implementation: Trade Association Roundtable, March 2016 [pdf]

    Meeting minutes Published: 13/04/2016 Last modified: 13/04/2016
    From the meeting held on 17 March 2016.

  4. Minutes of the MiFID II implementation: Trade Association Roundtable, September 2016 [pdf]

    Meeting minutes Published: 13/10/2016
    From the meeting held on 6 September 2016.

  5. Minutes of the MiFID II implementation: Trade Association Roundtable, August 2016 [pdf]

    Meeting minutes Published: 31/08/2016
    From the meeting held on 3 August 2016.

  6. UK actions under MiFID II Articles 32 and 52 [xlsx]

    Data Published: 22/06/2018 Last modified: 25/04/2024
    Publication of UK FCA actions (suspensions, removals and restorations) under MiFID article 32 and 52.

  7. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms need to continue with their preparations for the application of MiFID II on 3 January 2018. ... Firms also need to respond to our fifth Consultation Paper (CP17/8) on MiFID II implementation which is being published at the same time as this Policy

  8. Trading venue reporting form – MiFID II Article 32/52 trading suspensions, removals and restorations [docx]

    Forms Published: 06/11/2017
    UK trading venues must communicate the decisions to suspend, remove or restore a financial instrument (and any relevant related derivatives) from trading to the FCA.

  9. MiFID II: applications received after 3 July 2017

    News stories Published: 25/07/2017 Last modified: 25/07/2017
    MiFID II applies from 3 January 2018, and will deliver some important changes to financial services regulation in the UK.

  10. MiFID II passporting application form: Branch passport [pdf]

    Forms Published: 17/07/2017
    MiFID II notice of intention to establish a branch or change branch particulars.
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