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Showing 151 to 160 of 16142 search results for Firms need to register.

  1. Contract for differences

    Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
    Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

  2. CCR007 consumer credit data: how to complete the return

    Published: 12/09/2016 Last modified: 02/04/2024
    Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

  3. LIBOR and mortgage interest rates

    Consumers Your rights Published: 10/06/2021 Last modified: 20/03/2023
    LIBOR is an interest rate benchmark that’s being phased out. If your mortgage uses LIBOR, find out what you should expect to happen and what you need to do.

  4. Information for newly authorised firms

    Published: 30/09/2022 Last modified: 25/05/2023
    As a newly authorised firm, learn about the systems you'll use and important things you need to know.

  5. Vary or cancel a waiver

    Tasks for regulated firms Published: 08/05/2015 Last modified: 08/12/2022
    Follow these steps to vary or cancel a waiver that your firm has applied for.

  6. Authorised electronic money institution (authorised EMI)

    Last modified: 22/09/2017
    Answer the following questions to understand more about what you need to do to meet new PSD2 requirements:. ... 2. Please note you still need to comply with the new PSD2 requirements from 13 January 2018 until you are no longer authorised.

  7. Group reporting data items: FAQs

    Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
    Group reporting data items: FAQs

  8. Misleading financial promotions

    Consumers Report a firm Published: 19/04/2016 Last modified: 09/10/2023
    If you see a financial promotion or advert that’s unclear or misleading, you can report it to the FCA. Find out what we can investigate and how to spot the warning signs.

  9. RMA-G Training and competence: FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    RMA-G Training and competence: FAQs

  10. Insurance sellers and authorisation

    New firm authorisation Published: 09/08/2017 Last modified: 15/02/2023
    Here we list some typical misconceptions about the way we authorise insurance sellers. Then we give you the facts.
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