Search results
Showing 31 to 40 of 481 search results for Firms need to register for Connect.
-
Wholesale markets firm applicants
If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first. -
Apply for a waiver or modification
Find out how to apply to us for a waiver or modification of Handbook rules. -
Claims management companies
On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more. -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
Electronic Communications Exclusion (ECE)
Find out more about the ECE, including what the exclusion applies to, when and how to make a notification and the information we need from you. -
Securitisation
Securitisation legislation aims to make the securitisation market work more effectively. Regulation outlines the general requirements for all securitisations, as well as the criteria and process for designating certain securitisations as simple, -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
Green FinTech Challenge 2018
Green FinTech Challenge 2018 -
Variation of permission
If your firm wants to change or add to its regulated activities, find out how you can apply to us for a variation of permission (VoP). -
Benchmark administrator applications and equivalence notifications
Find out how to get authorised or registered as a UK benchmark administrator.