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Showing 101 to 110 of 327 search results for Firms need to register for Connect to update.
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Debt management activity and authorisation
Here we list some typical misconceptions about the way we authorise firms engaged in debt management activity. Then we give you the facts. -
RegData resources
RegData will be our new data collection platform for gathering regulatory data from firms. It will replace our current system Gabriel. -
Application to perform a controlled or senior management function: Connect
Application to perform a controlled or senior management function -
UK EMIR
The UK European Market Infrastructure Regulation (UK EMIR) covers derivatives, central counterparties and trade repositories. Find out how it applies to your firm. -
Claims management companies
On 1 April 2019 the FCA will become the regulator of claims management companies in England, Wales and Scotland. Find out more. -
Multilateral trading facilities and organised trading facilities
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Client Money and Assets
CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report. -
Apply to become a general insurance intermediary
Learn how to apply to the FCA for authorisation if you're a general insurance intermediary, Lloyds and London Market Intermediary or a price comparison website. -
Green FinTech Challenge 2018
Green FinTech Challenge 2018 -
Investment managers
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.