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Showing 81 to 90 of 13829 search results for Find out how your firm can register on Connect.
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Where to submit your returns
Read our guide for firms to use when submitting notifications to the appropriate regulator. -
How to apply for authorisation or registration
If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply. -
RegData help and FAQs
You can find help and/or FAQs on all the Gabriel data items below and via the links to the right. -
Information for newly authorised firms
As a newly authorised firm, learn about the systems you'll use and important things you need to know. -
How we process approved person applications
Find out what happens after submitting your application, including how long it takes for us to make a decision and the possible outcomes. -
REP025 data item: FAQs
Find out more about how to complete REP025, for on-going reporting of complaints and revenue data by principal firms on their appointed representatives (ARs) and introducer appointed representatives (IARs). -
Trading names
Learn what you should and shouldn’t do when registering a trading name that’s different from your firm’s registered company name. -
FIN074 returns – who needs to complete and why
To work out if your firm needs to pay the Economic Crime Levy, we’ll send you a FIN074 return to complete. If you believe your firm is exempt, contact us. -
Money laundering registration
Find out about money laundering registration, including when to register, de-register or tell the FCA about a change. -
UK EMIR library
To help understand your firm’s requirements, see our links to useful information on UK European Market Infrastructure Regulation (UK EMIR), including statutory information and Handbook guidance for implementing UK EMIR.