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Showing 1 to 10 of 4233 search results for Final notice in relation.

1. Business interruption insurance

   Firms Focus areas Published: 11/05/2020 Last modified: 30/04/2024
   Find out about how we obtained legal clarity on business interruption (BI) insurance during the coronavirus (Covid-19) crisis. 

2. Final Notice 2023: Marfil Financial and Insurance Corporation [pdf]

   Final notices Published: 15/08/2023
   Final Notice 2023: Marfil Financial and Insurance Corporation This final notice refers to a failure to satisfy

3. FCA Final Notice to Finablr plc

   Statements Published: 25/02/2022 Last modified: 25/02/2022
   We have issued a Final Notice to the firm in accordance with section 390(1) of the Financial Services and Markets Act.

4. Primary Market Bulletin 48

   Newsletters Published: 26/04/2024 Last modified: 26/04/2024
   This special edition consults on changes we propose to make to guidance in our Knowledge Base

5. FCA confirms approach to European firms temporarily operating in the UK

   Press Releases Published: 18/01/2022 Last modified: 21/01/2022
   European firms wishing to remain in the temporary permissions regime (TPR) need to meet our standards to continue operating in the UK.

6. FCA issues Final Notice to former CEO for anti-money laundering failings

   Press Releases Published: 18/11/2022 Last modified: 18/11/2022
   We have publicly censured Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK) for anti-money laundering (AML) failings.

7. 2023 fines

   News stories Published: 12/01/2023 Last modified: 04/04/2024
   Enforcement fines published in 2023.

8. Final Notice 2023: Equifax Limited [pdf]

   Final notices Published: 13/10/2023
   This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

9. Knowledge Base

   Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
   The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

10. 2020 fines

    News stories Published: 21/01/2020 Last modified: 02/12/2022
    This page contains information about enforcement fines published during the calendar year ending 2020.