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Showing 72 to 81 of 857 search results for FCA fines and bans.

  1. Fines

    Table of fines with links to further information.

  2. 2018 Disclosure Log

    Last modified: 14/09/2020
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

  3. How to change in response to changing threats

    Speeches Published: 17/05/2023 Last modified: 05/06/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at XLOD Global New York – The Future of Non-Financial Risk & Control across the 3 Lines of Defence.

  4. FCA publishes Decision Notice against financial adviser for pension transfer advice failings

    Press Releases Published: 09/08/2021 Last modified: 09/08/2021
    The Financial Conduct Authority has published a Decision Notice against Geoffrey Edward Armin of Retirement and Pension Planning Services

  5. The Evolution of the Mortgage Market

    Speeches Published: 11/03/2015 Last modified: 11/03/2015
    And, third, does FCA regulation more broadly serve the needs of innovative businesses? ... I think it’s important to recognise this was a decision made by the Government and not the FCA.

  6. FCA clamps down on consumer investment harm

    Press Releases Published: 18/01/2021 Last modified: 13/06/2023
    The FCA highlights the many ways in which it works to protect consumers from investment harm by stopping and disrupting potentially harmful firms and activities.

  7. FCA publishes Decision Notices against three bond traders for market manipulation

    Press Releases Published: 07/12/2022 Last modified: 07/12/2022
    We have published Decision Notices given to bond traders Diego Urra, Jorge Lopez Gonzalez and Poojan Sheth, for market abuse.

  8. Information on firms sanctioned for greenwashing - April 2022

    FOI Release Date of Release: 28/04/2022
    The FCA provides information on greenwashing.

  9. FCA publishes response to British Steel Pension Scheme complaints

    Pensions Complaints News stories Published: 22/04/2024 Last modified: 22/04/2024
    The FCA has been investigating a number of complaints about our actions in relation to the British Steel Pension Scheme (BSPS).

  10. FCA sets expectations ahead of incoming crypto marketing rules

    Press Releases Published: 07/09/2023 Last modified: 07/09/2023
    Tough new rules designed to make the marketing of cryptoasset products clearer and more accurate, and that ban incentives like ‘refer a friend’ bonuses, will come into force on 8 October.

  11. Evolving our enforcement approach to protect and grow our markets

    Speeches Published: 27/02/2024 Last modified: 27/02/2024
    Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.
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