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Showing 42 to 51 of 857 search results for FCA fines and bans.
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Fines
Table of fines with links to further information. -
2023 fines
Enforcement fines published in 2023. -
2024 fines
Enforcement fines published in 2024. -
FCA bans two individuals for lack of integrity
FCA bans two individuals for lack of integrity. Press Releases First published:. ... FCA bans two individuals for lack of integrity. -
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud
FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. Press Releases First published:. ... FCA bans former Rabobank trader, Lee Stewart, following LIBOR fraud. -
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements
FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. Press Releases First published:. ... FCA fines Sesame Ltd for ‘pay-to-play’ arrangements. -
The Financial Conduct Authority (FCA) bans Kweku Mawuli Adoboli from the financial services industry
Following convictions on 20 November 2012 of two counts of fraud by abuse of position, the Financial Conduct Authority (FCA) has banned Kweku Mawuli Adoboli from performing any function in relation to any regulated financial activity. -
FCA fines Bluefin £4m for misleading customers
The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way -
The Financial Conduct Authority bans former Deutsche Bank trader, Christian Bittar
The Financial Conduct Authority (FCA) has banned Christian Bittar from performing any function in relation to any regulated financial activity. -
FCA fines TFS-ICAP £3.44 million for market misconduct
The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients. -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. ... FCA fines Threadneedle Asset Management Limited £6m.