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Showing 72 to 81 of 737 search results for FCA fines Barclays.

72. Fines

    Table of fines with links to further information.

73. FSA Final Notice 2010: Richard Barclay [pdf]

    Final notices Published: 13/04/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Richard Barclay

74. 2017 fines

    News stories Published: 31/01/2017 Last modified: 07/03/2019
    This table contains information about fines published during the calendar year ending 2017. The total amount of fines is £229,515,303. 

75. Barclays Bank UK plc: List of Regulated Covered Bonds [pdf]

    Regulated covered bonds Published: 02/03/2022 Last modified: 05/03/2024
    Barclays Bank UK plc: List of Regulated Covered Bonds.

76. Barclays Bank UK Plc: Senior Management Attestation [pdf]

    Regulated covered bonds Published: 19/12/2018 Last modified: 16/01/2024
    Barclays Bank UK Plc: Senior Management Attestation

77. Enforcement

    About us How we regulate Published: 21/04/2016 Last modified: 02/04/2024
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

78. News

    Last modified: 10/05/2024
    Latest FCA news, warnings and speeches and how to contact the FCA press office.

79. FSA fines Commerzbank for failures in transaction reporting

    Press Releases Published: 27/04/2010 Last modified: 22/07/2013
    The Financial Services Authority (FSA) has fined the London branch of Commerzbank AG (Commerzbank) £595,000 for failing to provide accurate transaction reports to the FSA.

80. UCITS: Merged authorised funds

    Tasks for regulated firms Published: 31/10/2016 Last modified: 16/02/2023
    The authorised funds below have merged in accordance with COLL 7.7. All of the funds are domiciled in the UK unless stated otherwise.

81. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    FCA fines RBS and NatWest for failures in mortgage advice process. ... Were it not for this discount the fine would have been £20,678,000.

82. Upper Tribunal publishes decision on Andrew Tinney, the former COO of Barclays Wealth

    Press Releases Published: 16/08/2019 Last modified: 07/08/2020
    The Upper Tribunal has found that Andrew Tinney, the former COO of Barclays Wealth and Investment Management, breached his obligation as an approved person to act with integrity.