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Showing 42 to 51 of 668 search results for FCA fines Aviva.

42. Fines

    Table of fines with links to further information.

43. Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm)

    Warnings Published: 15/07/2020 Last modified: 12/07/2021
    Aviva Plc / Aviva Bonds Plc / Aviva Investors / Aviva Investors & Pensions Ltd / Aviva Life & Pensions UK Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an

44. Aviva UK Digital (clone of FCA authorised firm)

    Warnings Published: 25/11/2020 Last modified: 25/11/2020
    Aviva UK Digital (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

45. FCA censures Aviva plc for listing and transparency rules breach

    Press Releases Published: 26/10/2020 Last modified: 26/10/2020
    The FCA has today publicly censured Aviva plc for making an announcement that had the potential to mislead the market.

46. Vogel and Fine

    Warnings Published: 27/10/2010 Last modified: 03/06/2015
    We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.

47. Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm)

    Warnings Published: 22/01/2020 Last modified: 21/11/2020
    Aviva Investors Global Services / Avibonds (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

48. Aviva Investment Solutions (Clone of FCA authorised firm)

    Warnings Published: 09/10/2020 Last modified: 09/10/2020
    Aviva Investment Solutions (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

49. Benchmark fines [pdf]

    Documents Published: 20/05/2015 Last modified: 20/05/2015

50. Transaction reporting fines

    Markets Transaction reporting Published: 28/05/2016 Last modified: 11/01/2023
    Find out how the FCA are able to effectively monitor for market abuse.

51. Enforcement

    About us How we regulate Published: 22/04/2016 Last modified: 22/10/2021
    Find out more about FCA enforcement powers, including how we protect consumers and act against firms and individuals that don’t meet our standards.

52. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North