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Showing 51 to 60 of 94 search results for FCA consults on how to extend the Senior Managers Regime.

  1. FCA to launch enhanced Financial Services Register

    Mortgage lenders and intermediaries News stories Published: 09/07/2020 Last modified: 13/07/2020
    The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register. We will then add a directory of certified and assessed persons to the Register.

  2. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  3. Best of British Conference

    Speeches Published: 14/11/2014 Last modified: 30/01/2015
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ

  4. Recognised industry codes

    About us How we regulate Published: 19/07/2018 Last modified: 10/02/2023
    The FCA's process for recognising industry codes of conduct for unregulated financial markets and activities.

  5. PS20/12: Extending implementation deadlines for the Certification Regime and Conduct Rules

    Policy statements Published: 28/10/2020 Last modified: 28/10/2020
    This Policy Statement (PS) sets out our final rules and summarises the feedback received to Consultation Paper CP 20/10 and our responses.

  6. The Prudential Regulation Authority and The Financial Conduct Authority announce new rules on remuneration

    Press Releases Published: 23/06/2015 Last modified: 23/06/2015
    Our rules will now mean that senior managers face clawback of bonuses for up to 10 years, if misconduct comes to light. ... Both the PRA and the FCA clawback rules will be strengthened by a requirement for a possible three additional years for senior

  7. PS15/30: Strengthening accountability in banking: UK branches of foreign banks (final rules)

    Policy statements Published: 16/12/2015 Last modified: 26/05/2016
    The Feedback Statement included near-final rules for the Senior Managers Regime, Certification Regime and Conduct Rules for incoming branches. ... We were unable to publish final rules as we had to wait for HM Treasury legislation that formally extends

  8. 2017 Disclosure Log

    Last modified: 16/11/2023
    The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2017. 

  9. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    the Senior Managers and Certified Persons Regimes. ... The new regime will increase accountability of individuals in positions of responsibility and raise standards of governance.

  10. Wholesale Conduct Risk

    Speeches Published: 24/07/2015 Last modified: 24/07/2015
    The Senior Managers Regime, final rules for which were published last week, should reintroduce and reinforce professional accountability to the industry. ... One thing that the introduction of the Senior Managers Regime will do is hard-wire