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Showing 1 to 10 of 205 search results for Deloitte Annual Conduct Risk.

1. FCA’s national and international response to coronavirus (Covid-19) and Brexit

   Speeches Published: 06/05/2020 Last modified: 08/04/2024
   Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar).

2. About the FCA

   About us What we do Published: 19/04/2016 Last modified: 26/04/2024
   The FCA regulates the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. Find out more about our role.

3. Knowledge Base

   Markets Primary markets Published: 02/05/2016 Last modified: 29/04/2024
   The Knowledge Base is our source of technical guidance on our Listing Rules, Prospectus Regulation Rules and Disclosure and Transparency Rules.

4. Chairman’s speech

   Speeches Published: 18/07/2013 Last modified: 18/07/2013
   Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

5. Market Watch 76

   Newsletters Published: 30/01/2024 Last modified: 31/01/2024
   Newsletter on market conduct and transaction reporting issues, October 2023.

6. Financial conduct regulation in a restless world

   Speeches Published: 08/05/2019 Last modified: 08/05/2019
   Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow.

7. FCA publishes Annual Report for 2014/15

   Press Releases Published: 02/07/2015 Last modified: 14/09/2015
   FCA publishes Annual Report for 2014/15. Press Releases First published:. 02/07/2015. ... The Financial Conduct Authority has today published its second Annual Report which looks back on the key pieces of work undertaken by the organisation throughout

8. Committees

   About us Who we are Published: 06/04/2016 Last modified: 23/10/2023
   The FCA Board has several committees to which it delegates certain function/powers.

9. What we publish

   Last modified: 19/03/2024
   We publish a wide range of publications: consultations, policy papers, decision-making documents, research and other useful information. Find out more about the types of documents available.

10. Principals and appointed representatives

    Tasks for firms Firms Published: 09/05/2015 Last modified: 24/04/2024
    If you’re a principal firm for an appointed representative (AR), find out what your responsibilities are and when to notify the FCA.