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Showing 112 to 121 of 158 search results for Defined contribution workplace pensions.

  1. Fines

    Table of fines with links to further information.

  2. Business Plan 2023/24

    Corporate documents Business plans Published: 05/04/2023 Last modified: 13/11/2023
    The FCA's Business Plan details the work it will do over the next 12 months to help deliver the commitments in its Strategy.

  3. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  4. PS18/20: Improving the quality of pension transfer advice

    Policy statements Published: 26/03/2018 Last modified: 07/04/2020
    The FCA is consulting on improving the quality of pension transfer advice. The consultation closes on 25 May 2018.

  5. FCA publishes results of thematic reviews into enhanced transfer values and SIPP operators

    Press Releases Published: 21/07/2014 Last modified: 21/07/2014
    Clive Adamson, director of supervision at the FCA said:. ”Transferring from a defined benefit scheme to a defined contribution scheme is an important decision for consumers. ... ETVs may be offered by employers to incentivise members to transfer out of

  6. Product sales data: Self-invested personal pensions (SIPPs) FAQs

    Registers and systems Published: 06/05/2016 Last modified: 13/06/2022
    Product sales data: Self-invested personal pensions (SIPPs) FAQs

  7. TR14/2 – Thematic Review of Annuities

    Thematic reviews Published: 14/02/2014 Last modified: 28/03/2014
    This paper is directed at firms selling annuities and those who have existing defined contributions pension customers, their representatives and consumer representative groups. ... existing pension provider.

  8. Competition and savings: the regulator’s perspective

    Speeches Published: 25/11/2016 Last modified: 25/11/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the TISA Annual Conference.

  9. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  10. FCA fines compliance oversight officer for pension transfer failings

    Press Releases Published: 14/07/2017 Last modified: 14/07/2017
    The Financial Conduct Authority (FCA) has today fined David Watters £75,000 for failing to exercise due skill, care and diligence in his role as compliance oversight officer, firstly at FGS McClure Watters (FGS) and then Lanyon Astor Buller Ltd (LAB

  11. Business Plan 2022/23

    Business plans Published: 07/04/2022 Last modified: 27/04/2022
    The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy.