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Showing 171 to 180 of 1294 search results for Culture in UK banking.

171. Final Notice 2015: Moorhouse Group Limited [pdf]

     Final notices Published: 23/04/2015 Last modified: 23/04/2015
     This final notice refers to breaches of PRIN 3 and PRIN 7 related to mis-selling and culture/governance in the general insurance and protection sector. We imposed a fine.

172. FCA Final Notice 2014: Nick Bowyer [pdf]

     Final notices Published: 05/11/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 6 related to unfair treatment of customers, mis-selling, remuneration, and culture/governance in the payment services sector. We imposed a fine and a prohibition.

173. Final Notice 2015: Aviva Investors Global Services Limited [pdf]

     Final notices Published: 24/02/2015 Last modified: 24/02/2015
     This final notice refers to breaches of PRIN 3, PRIN 8 and COBS related to unfair treatment of customers, conflicts of interest and culture / governance in the Asset management sector. We imposed a fine.

174. 2022 fines

     News stories Published: 28/02/2022 Last modified: 04/01/2023
     Enforcement fines published in 2022.

175. Psychological safety

     Firms Tasks for regulated firms Published: 18/02/2019 Last modified: 09/02/2023
     Read about work on psychological safety, part of the FCA culture and governance priority. Watch videos featuring experts discussing creating a speak up, listen up culture in financial services.

176. Making and receiving payments

     Consumers Published: 18/04/2016 Last modified: 13/06/2022
     Find out about your rights when payments are made to and from your bank account, and how long it should take to make or receive a payment.

177. DP18/2: Transforming culture in financial services [pdf]

     Discussion papers Published: 12/03/2018

178. 2020 fines

     News stories Published: 21/01/2020 Last modified: 02/12/2022
     This page contains information about enforcement fines published during the calendar year ending 2020.

179. Diversity, Equity and Inclusion (DEI) Innovation Spotlight

     Published: 24/08/2022 Last modified: 22/03/2023
     Find out about our Innovation hub's Diversity, Equity and Inclusion spotlight encouraging FinTech innovation in the DEI space

180. UK Securities Financing Transactions Regulation (UK SFTR)

     Markets Markets policy Published: 11/03/2020 Last modified: 31/03/2022
     The UK Securities Financing Transactions Regulation (SFTR) introduces requirements to improve transparency and monitor the risks associated with the securities financing transactions market.