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Showing 1 to 10 of 1005 search results for Conduct risk in FX markets.
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Conduct risk in FX markets
Speech by Edwin Schooling Latter, Head of Markets Policy at the FCA, delivered at FX Week Europe. -
Market abuse requires a dynamic response to a changing risk profile
That is why developing the effective ‘conduct risk identification muscles’, is critical to protecting your businesses and ensuring our markets remain clean. ... to the question: What steps are firms taking to ensure that those operating in the -
FX remediation programme: our next steps
We launched a remediation programme in 2014 to ensure UK foreign exchange (FX) firms addressed the root causes of failings and to drive up standards across the market. Find out how firms should respond to our findings and our next steps. -
2014 fines
This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800. -
Wholesale Conduct Risk
Wholesale Conduct Risk. Speeches First published:. 24/07/2015. Last updated: 24/07/2015. Share page. ... Speech by Tracey McDermott, director of supervision, investment, wholesale and specialists, at the Financial Conduct Authority (FCA), delivered at -
FCA fines Barclays £284,432,000 for forex failings
The Financial Conduct Authority (FCA) has imposed a financial penalty of £284,432,000 on Barclays Bank Plc (Barclays) for failing to control business practices in its foreign exchange (FX) business in London. -
The commercial importance of culture to industry
What would a conduct risk appetite look like: no more than two attempts to manipulate global benchmarks? ... Clearly a statement of conduct risk appetite on this model does not work. -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
Confidence to crisis and back
Speech by Martin Wheatley, CEO of the Financial Conduct Authority, delivered at the IOSCO conference in London. This is the text of the speech as drafted, which may differ from the delivered version. -
From intellectual certainty to debate
There is not the same uncontested conviction in the ability of capital markets to transfer risk safely, nor to avoid excessive volatility. ... dotted line, to the fact they’ve taken reasonable steps to make sure their firm’s systems and controls