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Showing 21 to 30 of 1508 search results for Conduct Authority and the Prudential Regulation Authority.

  1. Logos and photos

    Last modified: 17/02/2023
    Regulated firms, and organisations like lawyers, auditors and event organisers are not permitted to use the FCA logo on any of their documentation or promotional material.

  2. Financial Services Regulatory Initiatives Forum - Minutes: October 2021 [pdf]

    Meeting minutes Published: 01/11/2021
    Financial Services Regulatory Initiatives Forum meeting minutes October 2021. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition

  3. FCA and PRA jointly fine Raphaels Bank £1.89m for outsourcing failings

    Press Releases Published: 30/05/2019 Last modified: 30/05/2019
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) have fined R. Raphael & Sons plc (“Raphaels”) for failing to manage its outsourcing arrangements properly between April 2014 and December 2016. 

  4. Financial Services Regulatory Initiatives Forum - Minutes: April 2021 [pdf]

    Meeting minutes Published: 07/05/2021
    Financial Services Regulatory Initiatives Forum meeting minutes April 2021. The forum is made up of representatives of the Bank of England, Financial Conduct Authority, Prudential Regulation Authority, Payment Systems Regulator, the Competition and

  5. Bank of England, FCA, PRA and PSR conduct 2022 review of Memorandum of Understanding for payment systems in the UK

    Statements Published: 08/03/2023 Last modified: 13/03/2023
    The Bank of England (BoE), the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) have a Memorandum of Understanding (MoU) that sets out the high-level framework the Authorities use

  6. Annual returns and accounts: mutual societies

    Tasks for firms Published: 10/05/2015 Last modified: 03/04/2024
    How to submit your annual returns and accounts to the Financial Conduct Authority or the Prudential Regulation Authority.

  7. CP15/2: Financial Services Compensation Scheme – Management Expenses Levy Limit 2015/16

    Consultation papers Published: 19/01/2015 Last modified: 07/02/2022
    The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) are consulting on the Management Expenses Levy Limit (MELL) for the Financial Services Compensation Scheme (FSCS) for 2015/16.

  8. Financial Conduct Authority Board members confirmed

    Press Releases Published: 28/03/2013 Last modified: 31/03/2013
    HM Treasury today named the members of the Financial Conduct Authority (FCA) Board. The Board will be effective from 1 April 2013 when the FCA begins operating.

  9. FSA consults further on FSCS Funding

    Press Releases Published: 18/01/2013 Last modified: 29/03/2013
    The Financial Services Authority (FSA) has confirmed new rules designed to secure funding for the Financial Services Compensation Scheme (FSCS) in a way which is affordable for firms.

  10. Dear CEO LIBOR letter

    Statements Published: 19/09/2018 Last modified: 19/09/2018
    On Wednesday 19 September, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) wrote to CEOs of major banks and insurers supervised in the UK asking for the preparations and