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Showing 92 to 101 of 401 search results for Complaints data 1 July to 31.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. FCA refuses authorisation to funeral plan provider

    Statements Published: 27/07/2022 Last modified: 27/07/2022
    The FCA has issued a Decision Notice to One Life Funeral Planning Ltd (One Life) refusing the firm’s application for authorisation.

  3. Temporary restriction in short selling

    Statements Published: 01/08/2014 Last modified: 08/11/2016
    The Financial Conduct Authority (“FCA”) notifies that it extends the prohibition of short selling in the following instrument applied on 31 July 2014 under Article 23(2) of Regulation (EU) No ... For further information and details of the measure,

  4. PS16/11: Complaints against the Regulators

    Policy statements Published: 31/03/2016 Last modified: 31/03/2016
    PS16/11: Complaints against the Regulators. Policy statements First published:. 31/03/2016. Last updated: 31/03/2016. ... In this Policy Statement we report on the main issues arising from CP16/6 and publish the final Complaints Scheme.

  5. Countdown to the Consumer Duty

    Speeches Published: 10/05/2023 Last modified: 10/05/2023
    Speech by Sheldon Mills, Executive Director, Consumers and Competition at EY: Less than three months to go until the Consumer Duty Implementation webinar

  6. Number of STRs received: 2007-2 July 2016

    Markets Market abuse Published: 04/05/2016 Last modified: 28/02/2024
    Suspicious transaction reports we received from 2007 to 2nd July 2016.

  7. Consumer Duty firm survey – Autumn 2023

    Data Published: 20/02/2024 Last modified: 20/02/2024
    In Autumn 2023, Ipsos UK conducted a second survey with 634 firms not surveyed previously. The FCA wanted to examine how its additional engagement had helped firms prepare for the Consumer Duty.

  8. Rent-to-own – update

    News stories Published: 30/01/2018 Last modified: 02/12/2020
    The FCA took over the regulation of consumer credit, including the rent-to-own sector, in April 2014. 

  9. Request for Andrew Bailey Emails on IRHP

    FOI Release Date of Release: 21/04/2022
    The FCA provides copies of Emails sent to or received from the email account of Andrew Bailey between 1 July 2016 and 31 December 2016 in which the term 'IRHP' or 'swaps' appears.

  10. Information on FCA's exercise of concurrent competition enforcement powers - July 2021

    FOI Release Date of Release: 02/07/2021
    The FCA provides information relating to the exercise of concurrent competition enforcement powers under the Competition Act 1998 between 1 April 2015 and 15 Jun 2021.

  11. Market abuse

    Markets Market abuse Published: 04/05/2016 Last modified: 22/05/2023
    Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place.
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