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Showing 72 to 81 of 400 search results for Complaints data 1 July to 31.

  1. Financial Services Register

    To look up details of firms, use The Financial Services Register. The register is a public record that shows details of firms, individuals and other bodies that are, or have been, regulated by the Prudential Regulation Authority (PRA) and/or the Financial Conduct Authority (FCA).

  2. Consumer Duty firm survey – Spring 2023

    Data Published: 28/06/2023 Last modified: 28/06/2023
    The FCA commissioned Ipsos UK to undertake an anonymous survey of 1,230 firms in scope of the Consumer Duty. This survey adds to the FCA's understanding of how prepared firms are for when the Duty comes into force for products and services that are

  3. Complaints Commissioner’s final reports

    How we operate Published: 01/04/2016 Last modified: 07/07/2022
    Read the Complaints Commissioner’s final reports and FCA responses.

  4. Complaints Commissioner’s final reports

    About us How we operate Published: 27/03/2016 Last modified: 03/05/2024
    Read the Complaints Commissioner’s final reports and FCA responses.

  5. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

    Data Published: 20/02/2017
    Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.

  6. Cancelling an authorisation or registration

    Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
    You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.

  7. Your rights with financial services

    Consumers Your rights Published: 20/03/2023 Last modified: 31/07/2023
    Your rights as a consumer are protected by law. Find out what to expect from your providers, and where you can go if something goes wrong.

  8. Overseas Funds Regime: Update for firms

    Published: 01/05/2024 Last modified: 01/05/2024
    The Overseas Funds Regime (OFR) is expected to go live  later in 2024. We provide some key dates and initial information about how you can apply.

  9. Statement on FCA data breach

    Statements Published: 25/02/2020 Last modified: 26/02/2020
    The FCA was recently made aware that, in a response to a Freedom of Information Act request published on our website in November 2019, certain underlying confidential information may have been accessible.

  10. Whistleblowing quarterly data 2023 Q3

    Data Published: 08/03/2024 Last modified: 08/03/2024
    The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

  11. How we decide rates for annual fees

    Tasks for regulated firms Published: 08/05/2015 Last modified: 13/02/2023
    Find out about the yearly round of consultations and policy proposals that the FCA uses to set fees for the next financial year. 
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