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Showing 41 to 50 of 72 search results for CP International Business LTD.

  1. FCA fines The Bank of New York Mellon London branch and The Bank of New York Mellon International Limited £126 million for failure to comply with the Custody Rules

    Press Releases Published: 15/04/2015 Last modified: 15/04/2015
    failing to implement CASS-specific governance arrangements that were sufficient given the nature of the Firms’ business and their failure to identify and remedy the failings identified. ... The final notice for The Bank of New York Mellon London Branch

  2. Complaints data sortable table: 2016 H2

    Data and research Published: 26/04/2016 Last modified: 26/04/2017
    Complaints data sortable table: 2016 H2

  3. Insight Investment Group / Insight Premium (Clone of FCA authorised firms)

    Warnings Published: 06/11/2020 Last modified: 06/11/2020
    Insight Investment Group / Insight Premium (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  4. Regulatory Decisions Committee (RDC)

    About us Who we are Published: 06/04/2016 Last modified: 24/01/2024
    The RDC helps to ensure that contested enforcement decisions are made fairly. Find out more about the process and who sits on the committee.

  5. Primary Markets enforcement outcomes

    Published: 18/02/2021 Last modified: 07/11/2023
    A list of recent Primary Markets enforcement outcomes.

  6. Black Trading Corp (clone) (clone of FCA authorised firm)

    Warnings Published: 25/06/2019 Last modified: 21/11/2020
    Black Trading Corp (clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  7. FCA Board

    Who we are About us Published: 02/04/2016 Last modified: 11/04/2024
    The FCA Board holds us accountable for the way we work. Find out more about its role and meet its members.

  8. Update on FCA test case of the validity of business interruption claims

    Press Releases Published: 01/06/2020 Last modified: 01/06/2020
    FCA update on progress on its court action on business interruption (BI) insurance policies

  9. FCA issues its first decision under competition law

    Press Releases Published: 21/02/2019 Last modified: 21/02/2019
    The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

  10. Insight Investment (Clone of FCA authorised firms)

    Warnings Published: 11/09/2020 Last modified: 23/09/2020
    Insight Investment (Clone of FCA authorised firms) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how