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Showing 101 to 110 of 565 search results for CFD correspondence.

101. Skilled person reviews

     About us How we regulate Published: 20/04/2016 Last modified: 27/05/2022
     Find out about skilled person reviews.

102. 25 May 2011 - FSA/FSCS Open Letter – FSCS Interim Levy – Tariff Issues [pdf]

     Correspondence Published: 25/05/2011 Last modified: 03/08/2016

103. CRD IV communication to firms about remaining on BIPRU (CRD III) [pdf]

     Correspondence Published: 15/10/2013 Last modified: 03/08/2016
     BIPRU implements most of the rules for the current EU Capital Requirements Directive (CRD III). From 1 January 2014, a new set of prudential requirements will replace the BIPRU sourcebook for investment firms subject to the EU’s Capital

104. [doc]

     Correspondence Published: 26/03/2013 Last modified: 02/05/2013

105. Portfolio Letter: Repositories [pdf]

     Correspondence Published: 05/09/2022
     FCA Portfolio Letter: Repositories.

106. CP17/10: Letter to UK Finance [pdf]

     Correspondence Published: 01/08/2017
     This letter to UK Finance agreeing to their revised proposal to restrictions to credit limit increases.

107. Apply to become a mortgage broker

     Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
     Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

108. CP16/40: Contracts for differences - enhancing the conduct of business regime infographic [pdf]

     Consultation papers Published: 06/12/2016
     This infographic explains our supervision work over the past six years where we identified instances of poor conduct across the CFD sector.

109. Review of the Sustainability-Linked Loans (SLL) Market [pdf]

     Correspondence Published: 29/06/2023
     Letter on the review of the Sustainability-Linked Loans (SLL) Market.

110. FCA letter to Technology Working Group [pdf]

     Correspondence Published: 24/11/2023
     FCA letter to Technology Working Group.