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Showing 71 to 80 of 126 search results for Annual Culture and Conduct Forum.

  1. FCA publishes final rules to make those in the banking sector more accountable

    Press Releases Published: 07/07/2015 Last modified: 19/04/2016
    First annual submission notifying breaches of the Conduct Rules required – end October 2016. ... First annual submission notifying breaches of the Conduct Rules including staff who are not within the SMR or Certification Regime – end October 2017.

  2. Meeting the growth challenge

    Speeches Published: 15/05/2013 Last modified: 16/08/2013
    Speech by Martin Wheatley, Chief Executive, the FCA, at the British Insurance Brokers’ Association (BIBA) conference, ExCel Centre, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. Rolling regulation forwards

    Speeches Published: 16/11/2022 Last modified: 16/11/2022
    Speech by Nikhil Rathi, FCA Chief Executive delivered at the UK Finance annual dinner.

  4. UK establishes FinTech Bridge with the Republic of Korea

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    It was announced at the 3. rd. Annual UK-Korea Financial Forum taking place in the City of London’s Guildhall today. ... The launch included the signing of a regulatory Co-operation Agreement between the UK’s Financial Conduct Authority (FCA) and the

  5. FCA sets out approach to Non-Executive Directors and the Senior Managers Regime

    Press Releases Published: 23/02/2015 Last modified: 23/02/2015
    Within the regime, senior executives will be expected to take accountability for the conduct of the business for which they are responsible. ... This clear line of accountability can have a positive effect on the culture of firms and on outcomes for

  6. Keeping up with the credit sector: the FCA’s view on the market today

    Speeches Published: 30/03/2017 Last modified: 30/03/2017
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, at Credit Summit in London.

  7. Independent review of the Connaught Income Fund Series 1

    Last modified: 23/02/2023
    An independent review into the FSA’s – and subsequently the FCA’s – approach to, implementation and oversight of the Connaught Income Fund Series 1.

  8. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  9. Our approach to supervision

    Corporate documents Published: 19/03/2024 Last modified: 19/03/2024
    Our approach to supervision sets out how we carry out our regulatory oversight. It is designed to help firms, consumers and markets understand how we work, and fulfil our accountability to Parliament and to the public.

  10. Co-operation Agreement between the Financial Conduct Authority and the Hong Kong Monetary Authority

    Press Releases Published: 07/12/2016 Last modified: 07/12/2016
    The UK’s Financial Conduct Authority (FCA) and the Hong Kong Monetary Authority (HKMA) have entered into a Co-operation Agreement (Agreement) to foster collaboration between the two regulatory authorities in promoting financial innovation.
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