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  1. Securitisation Regulation: PRA and FCA joint statement on reporting of private securitisations

    Statements Published: 20/12/2018 Last modified: 20/12/2018
    This statement sets out how the Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) propose to direct the manner in which firms must make information regarding ‘private’ securitisations available to their UK competent authorities. This direction is intended to apply to all UK established originators, sponsors and...
  2. Statement on the CMA’s response to the Citizens Advice super-complaint on excessive prices for disengaged consumers

    Statements Published: 19/12/2018 Last modified: 19/12/2018
    The Competition and Markets Authority (CMA) has published its response to the Citizens Advice super-complaint on excessive prices for disengaged consumers. The super-complaint covers several markets, including insurance, cash savings and mortgages.
  3. The financial services contracts regime

    Statements Published: 17/12/2018 Last modified: 18/02/2020
    The Government's legislation for the financial services contracts regime (FSCR) will enable firms who do not enter the temporary permissions regime to wind down their UK business in an orderly fashion.
  4. Statement on London Capital & Finance plc

    Statements Published: 13/12/2018 Last modified: 01/04/2019
    The Financial Conduct Authority has directed London Capital & Finance plc (LCF) to withdraw all of its existing marketing materials in relation to LCF’s Fixed Rate ISA or Bond.
  5. FCA seeks re-trial in insider dealing case

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    After failing to reach a verdict in a trial at Southwark Crown Court brought by the Financial Conduct Authority (FCA), the jury was discharged. The FCA has confirmed to the court that it will be seeking a re-trial of Fabiana Abdel-Malek and Walid Anis Choucair on five counts of insider dealing.
  6. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.
  7. KBW Associates Ltd files for liquidation

    Statements Published: 11/12/2018 Last modified: 10/01/2019
    KBW Associates Ltd (KBW) was placed into liquidation on 27 November 2018.
  8. Qudos Insurance A/S has entered into liquidation

    Statements Published: 30/11/2018 Last modified: 13/12/2018
    Qudos Insurance A/S (Qudos) has on 27 November 2018 announced it has entered into liquidation. Qudos is a firm authorised and regulated by the Danish Financial Supervisory Authority. It operates in the UK on a freedom of services basis which means that some customers, both private and commercial, based in the UK may have a policy with the firm.
  9. Statement on EU Withdrawal Impact Assessment

    Statements Published: 29/11/2018 Last modified: 29/11/2018
    The Financial Conduct Authority (FCA) today publishes its EU Withdrawal Impact Assessment. The assessment was requested by the Treasury Select Committee and sets out the impact of the Withdrawal Agreement and future framework on the FCA's objectives. Andrew Bailey, FCA Chief Executive, has also written to Rt Hon Nicky Morgan MP, Chair of the...
  10. FCA statement on the launch of the Cost Transparency Initiative (CTI)

    Statements Published: 07/11/2018 Last modified: 07/11/2018
    The FCA is pleased to note today’s announcement which launches a new body to deliver a template for the disclosure of costs and charges to institutional investors. This will lead to improvements in the ability of institutional investors to access and assess critical information on costs.