Showing 1 to 10 of 22 search results for number of other law enforcement and government agencies.

1. FCA fines The TJM Partnership Limited (in liquidation) £2 million for serious financial crime control failings in relation to cum-ex trading

   Press Releases Published: 15/07/2022 Last modified: 15/07/2022
   The FCA has fined The TJM Partnership Limited (in liquidation) £2,038,700 for failing to ensure it had effective systems and controls to identify and reduce the risk of financial crime and money laundering in its business. This is the third case

2. Finding opportunity in a world of uncertainty

   Speeches Published: 30/06/2022 Last modified: 30/06/2022
   Speech by Sarah Pritchard, Executive Director, Markets, at the CityUK Annual Conference.

3. The risks of token regulation

   Speeches Published: 06/09/2021 Last modified: 06/09/2021
   Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

4. Transforming to a forward-looking, proactive regulator

   Speeches Published: 15/07/2021 Last modified: 15/07/2021
   Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

5. Pension savers claim over £30 million lost to scams as regulators urge footie fans to show scammers the red card

   Press Releases Published: 25/08/2020 Last modified: 25/08/2020
   A total of £30,857,329 has been reportedly lost to pension scammers since 2017 according to complaints filed with Action Fraud, says the Financial Conduct Authority and The Pensions Regulator.

6. Turning technology against financial crime

   Speeches Published: 23/10/2019 Last modified: 23/10/2019
   Speech by Megan Butler, Executive Director of Supervision – Investment, Wholesale and Specialists at the FCA, delivered at the Royal United Services Institute, London.

7. The fight against skimmers and scammers

   Speeches Published: 05/09/2019 Last modified: 05/09/2019
   Speech by Charles Randell, Chair of the FCA, delivered at the Cambridge Economic Crime Symposium.

8. London Capital and Finance plc

   News stories Published: 14/08/2019 Last modified: 02/02/2022
   On 30 January 2019, London Capital and Finance plc (LCF) appointed joint administrators who will contact all affected parties in due course

9. Brexit and beyond

   Speeches Published: 21/03/2019 Last modified: 21/03/2019
   Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

10. Money laundering and supervising trusted professionals

    Speeches Published: 12/03/2019 Last modified: 30/08/2019
    OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards.