Showing 1 to 12 of 12 search results for market abuse by disclosing inside information other than.

1. Forms

   List of all forms on fca.org.uk  For Handbook forms, please use the Handbook forms page.

2. Market Abuse

   https://www.fca.org.uk/markets/market-abuse

3. Evolving our enforcement approach to protect and grow our markets

   Speeches Published: 27/02/2024 Last modified: 27/02/2024
   Speech by Therese Chambers, FCA joint executive director of enforcement and market oversight, delivered at The Market Abuse and Market Manipulation Summit.

4. How to report suspected market abuse as an individual

   Markets Market abuse Published: 12/06/2020 Last modified: 11/09/2023
   Find out the different ways in which an individual can report a concern to us.

5. Best practice note - Identifying, controlling and disclosing inside information

   Markets Published: 09/06/2020 Last modified: 09/01/2023
   This note is for government departments, industry regulators and public bodies to help them in complying with the relevant obligations under MAR.

6. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

   Press Releases Published: 15/07/2016 Last modified: 15/07/2016
   Mr Breeze forwarded the CEO’s email and attached presentation to another shareholder who was not an insider thereby disclosing inside information. ... Individuals with information about market abuse can visit the FCA’s market abuse webpage.

7. How to report suspected market abuse as a firm or trading venue

   Markets Market abuse Published: 04/05/2016 Last modified: 11/09/2023
   Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation.

8. Market Abuse Regulation

   Markets Market abuse Published: 03/05/2016 Last modified: 22/05/2023
   The Market Abuse Regulation (MAR) aims to increase market integrity and investor protection. Find out more about the application and structure of the MAR, market abuse offences and exemptions.

9. Investor engagement in a changing regulatory landscape

   Speeches Published: 13/07/2015 Last modified: 14/07/2015
   So, to start with developments relating to inside information. The Market Abuse Regulation will apply in the UK and across the EU from July 2016, and will replace the current Market ... In that case Mr Hannam was found to be guilty of committing market

10. FCA publishes Final Notice for Ian Hannam and confirms a financial penalty of £450,000

    Press Releases Published: 22/07/2014 Last modified: 22/07/2014
    It should leave market participants in no doubt that casual and uncontrolled distribution of inside information is not acceptable in today’s markets. ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA) provides that it is market

11. Tribunal upholds decision of Financial Conduct Authority to find Ian Hannam guilty of market abuse

    Press Releases Published: 28/05/2014 Last modified: 28/05/2014
    It remains open to Mr Hannam to appeal this judgement. The Tribunal found that Mr Hannam had engaged in two instances of market abuse by disclosing inside information other than in ... Section 118(3) of the Financial Services and Markets Act 2000 (FSMA)

12. 2014 fines

    News stories Published: 02/01/2014 Last modified: 31/08/2016
    This table contains information about fines published during the calendar year ended December 2014. The total amount of fines is £1,471,431,800.