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Showing 91 to 100 of 111 search results for law enforcement authorities.
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Fair and effective markets review
UK authorities and government, international standard-setting bodies like the FSB and IOSCO and finally to firms themselves. ... It will work with authorities to help spot trends and risks to the market. -
New priorities for banking reform
Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the Warwick Business School Westminster Forum. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk
FCA appoints new Director of Enforcement and Market Oversight and Director of Risk. ... The Financial Conduct Authority today announced the appointments of two key executive roles, with Mark Steward becoming the new Director of Enforcement and Market -
Eight convicted for role in unauthorised collective investment scheme
Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA was assisted in the investigation and prosecution by a number of other law enforcement and government agencies, including the -
Alex Hope and Raj Von Badlo sentenced following FCA prosecution
Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight, said:. ... This case shows that the FCA will vigorously protect consumers from those who break the law and do whatever it can to get their money back to them. -
Former Blackrock Asset Management Managing Director Banned
The Financial Conduct Authority (FCA) has banned Jonathan Paul Burrows from performing any function in relation to any regulated activities for not being fit and proper. ... Burrows admitted to the FCA that he had evaded his train fare on a number of -
FCA Enforcement and the Wholesale Markets
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the 13th Annual FX Week Europe, London. This is the text of the speech as drafted, which may differ from the delivered -
The FCA’s new competition powers: what do they mean for the financial services industry?
Speech by Deb Jones, director of competition at the FCA, at a Scottish Financial Enterprise lunch, hosted by Maclay Murray & Spens LLP, Edinburgh. This is the text of the speech as drafted, which may differ from the delivered version. -
Consumer Credit Seminar
Speech by Linda Woodall, Director of Mortgage and Consumer Lending of the FCA. -
Sustainability
Often threats to the integrity of our markets are threats to overseas markets too – we have effective working relationships with overseas regulators and law enforcement agencies and national boundaries are not ... From April 2015 we will become a