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Showing 52 to 61 of 67 search results for insider dealing and market abuse.
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Market Abuse
https://www.fca.org.uk/markets/market-abuse -
FCA confirms price cap rules for payday lenders
If the price cap was any lower, then we risk not having a viable market, any higher and there would not be adequate protection for borrowers. ... The Financial Services and Markets Act 2000 gives the FCA powers to investigate and prosecute insider dealing -
Former Moore Capital trader pleads guilty to insider dealing
In a case brought by the Financial Conduct Authority (FCA) Julian Rifat a former senior execution trader at Moore Capital Management LLC has today pleaded guilty to an indictment reflecting 8 instances of insider dealing -
Surveillance: The FCA's expectations and toolkits
Speech by Patrick Spens, Head of Market Monitoring, at the British Bankers' Association Market Abuse Conference. This is the text of the speech as drafted, which may differ from the delivered version. -
FCA charges former Treasurer and Head of Tax at Wm Morrison with insider dealing
The Financial Conduct Authority (FCA) has charged Paul Gerard Coyle (DOB: 20/04/1964), the former Treasurer and Head of Tax at Wm Morrison Supermarket plc (Morrison) with two offences of insider dealing, contrary to Section 52(1) of the Criminal -
Insider dealers ordered to pay £3.2m in confiscation
In a case brought by the Financial Conduct Authority (FCA) and heard at Southwark Crown Court Confiscation Orders (the Orders) totalling £3,249,488.71 were made by His Honour Judge Pegden QC between 10 September 2014 and 15 September 2014. -
Former equities trader charged with insider dealing
The Financial Conduct Authority (FCA) has charged Damian Frank Clarke (DOB: 06/10/1975), a former equities trader at Schroders Investment Management Limited, with 9 counts of insider dealing, contrary to Section 52(1) of the Criminal Justice Act 1993 -
Financial services regulation and enforcement: recent developments and emerging issues
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Four arrested in FCA insider dealing investigation
The Financial Conduct Authority (FCA) with the assistance of the Metropolitan Police has this morning executed search warrants in West London. -
Chairman’s speech
Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Keynote address: Financial crime in the FCA world
Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.