Showing 83 to 92 of 98 search results for financial crime and anti-money laundering.

83. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

84. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

    OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

85. Financial crime

    Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
    Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

86. The regulatory challenge

    Speeches Published: 23/02/2015 Last modified: 24/02/2015
    having to prove their identity despite having been a bank customer for 30 years supposedly because of anti-money laundering (AML) requirements. ... As I’ve said before, firms must take their responsibility to reduce the risk of financial crime seriously

87. FCA finds small firms need to manage financial crime risks more effectively

    Press Releases Published: 14/11/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has found that many small banks and commercial insurance intermediaries fail to effectively manage financial crime risk.

88. Sustainability

    Speeches Published: 22/07/2014 Last modified: 05/08/2014
    Those are, to some extent, driven by historic conduct but it is also true to say we continue to see disappointing results from our work in many areas – anti-money laundering ... We will continue to assess anti-money laundering processes and controls in

89. Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls

    Press Releases Published: 23/01/2014 Last modified: 23/11/2021
    The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs).

90. Ensuring the UK remains open for business – requirements for foreign-owned firms

    Speeches Published: 13/11/2013 Last modified: 14/11/2013
    Speech by Clive Adamson, Director of Supervision, at the Association of Foreign Banks, London. This is the text of the speech as drafted, which may differ from the delivered version.

91. Financial services regulation and enforcement: recent developments and emerging issues

    Speeches Published: 09/10/2013 Last modified: 10/10/2013
    Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the NERA Economic Consulting seminar, London. This is the text of the speech as drafted, which may differ from the delivered version.

92. FCA fines Guaranty Trust Bank (UK) Ltd £525,000 for failures in its anti-money laundering controls

    Press Releases Published: 09/08/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.

93. Anti-money laundering

    News stories Published: 25/07/2013 Last modified: 25/07/2013
    This report sets out our obligations relating to anti-money laundering, our approach to carrying out those obligations, and the trends and emerging risks in money laundering that we are seeing in the firms we regulate.

94. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.