Showing 181 to 190 of 770 search results for enforcement.

181. FCA wins case against Avacade in the Court of Appeal

     Press Releases Published: 04/08/2021 Last modified: 21/10/2021
     The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).

182. FCA proposing changes to streamline decision-making

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     The FCA is proposing changes to its decision-making process which will enable it to make faster and more effective decisions.

183. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities

184. Ian Hudson sentenced to 4 years imprisonment for fraudulent trading and carrying on regulated activities without authorisation

     Press Releases Published: 26/07/2021 Last modified: 26/07/2021
     Ian James Hudson sentenced to 4 years mprisonment following charges laid by the FCA.

185. Information for firms who use certain exemptions to the Financial Promotions Order

     Statements Published: 21/07/2021 Last modified: 21/07/2021
     A statement to outline how we intend to proceed given the accidental error in the onshoring of the FPO.

186. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

187. FCA publishes Annual Report and Accounts 2020/21

     Corporate documents News stories Published: 15/07/2021 Last modified: 15/07/2021
     The FCA has published its Annual Report and Accounts, which looks back on key pieces of work throughout 2020/21.

188. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

189. FCA commits to being a more innovative, assertive and adaptive regulator

     Press Releases Published: 15/07/2021 Last modified: 15/07/2021
     The commitment reflects the FCA’s Business Plan for 2021/22, the first annual plan since Nikhil Rathi joined the FCA as Chief Executive in October 2020

190. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period.