Showing 151 to 160 of 769 search results for enforcement.

151. 2022 fines

     News stories Published: 28/02/2022 Last modified: 04/01/2023
     Enforcement fines published in 2022.

152. Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers

     Press Releases Published: 28/02/2022 Last modified: 28/02/2022
     Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient.

153. New financial sanctions measures in relation to Russia

     Statements Published: 22/02/2022 Last modified: 28/03/2022
     Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia.

154. Former CFO and Finance Director guilty of misleading investors in case brought by the FCA, former CEO found not guilty

     Press Releases Published: 11/02/2022 Last modified: 11/02/2022
     Timothy Coleman, Redcentric Plc's former Chief Financial Officer, has been found guilty of 4 charges concerning the making of false and misleading statements to the market.

155. Enhancing the UK’s capital markets – The FCA’s role and priorities

     Speeches Published: 08/02/2022 Last modified: 08/02/2022
     Speech by Sarah Pritchard, Executive Director, Markets, to City & Financial Global’s The Future of UK Financial Regulation Summit.

156. FCA publishes guidance consultation for firms who seek to limit their liabilities

     Press Releases Published: 25/01/2022 Last modified: 25/01/2022
     We have seen an increase in the number of firms developing proposals, such as Scheme of Arrangements, to deal with significant liabilities to consumers, in particular redress liabilities.

157. Foreign Investments Enforcement Division

     Warnings Published: 20/01/2022 Last modified: 20/01/2022
     Foreign Investments Enforcement Division is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

158. Highlights of the FCA’s new approach in 2021

     Press Releases Published: 31/12/2021 Last modified: 12/01/2022
     Our mission is to protect consumers from harm, enhance the integrity of the UK’s financial system and promote competition. We are continuing to pursue these objectives while also working to become a more innovative, adaptive and assertive regulator

159. Update for firms on PRIIPs RTS Article 18 and related rules

     Statements Published: 29/12/2021 Last modified: 21/01/2022
     The extension which starts from 31 December 2021 to 31 December 2026 means that UCITS funds offered to UK retail investors can continue to supply either a PRIIPs key information document or a UCITS key investor information document.

160. FCA statement on British Steel Pension Scheme Redress

     Statements Published: 22/12/2021 Last modified: 22/12/2021
     FCA Board asks for consultation to be prepared on a redress scheme for former members of the BSPS who transferred their pension.