Showing 41 to 50 of 52 search results for enforcement and government agencies.

41. FCA Research into the issue of de-risking

    News stories Published: 24/05/2016 Last modified: 24/05/2016
    The work not only continues, but has been reinforced by the Government’s recent action plan. ... In doing this we will continue to work with the Government, law enforcement agencies and the Joint Money Laundering Intelligence Taskforce to reduce

42. Fair and effective markets review

    Speeches Published: 14/07/2015 Last modified: 23/10/2015
    UK authorities and government, international standard-setting bodies like the FSB and IOSCO and finally to firms themselves. ... the global stock of corporate, financial and government bonds in issuance is nearly $100 trillion – including the $9

43. Eight convicted for role in unauthorised collective investment scheme

    Press Releases Published: 01/06/2015 Last modified: 04/06/2015
    Commenting on the case, Georgina Philippou, acting director of enforcement and market oversight at the FCA, said:. ... The FCA was assisted in the investigation and prosecution by a number of other law enforcement and government agencies, including the

44. Beesley lecture: Economics, technology and data - Redefining the future of conduct regulation

    Speeches Published: 14/11/2014 Last modified: 20/10/2015
    On top of this, we fed in loan information from a credit reference agency for another 4.6m anonymised individuals, covering 50m products purchased. ... Now this may not sound too exciting to some, it certainly lacks the pizzazz of a big enforcement case,

45. The technology challenge

    Speeches Published: 10/06/2014 Last modified: 19/06/2014
    Speech by Martin Wheatley, CEO, the FCA, at Lansons, London. This is the text of the speech as drafted, which may differ from the delivered version.

46. Evolving the FCA's approach to markets regulation

    Speeches Published: 19/11/2013 Last modified: 19/11/2013
    Keynote speech by David Lawton, Director of Markets, at the FCA Markets Conference 2013. This is the text of the speech as drafted, which may differ from the delivered version.

47. Anti-money laundering

    News stories Published: 25/07/2013 Last modified: 25/07/2013
    This report sets out our obligations relating to anti-money laundering, our approach to carrying out those obligations, and the trends and emerging risks in money laundering that we are seeing in the firms we regulate.

48. Chairman’s speech

    Speeches Published: 18/07/2013 Last modified: 18/07/2013
    Speech by FCA Chairman, John Griffith-Jones, at the Annual Public Meeting, London. This is the text of the speech as drafted, which may differ from the delivered version.

49. Keynote address: Financial crime in the FCA world

    Speeches Published: 01/07/2013 Last modified: 18/07/2013
    Speech by Tracey McDermott, Director of Enforcement & Financial Crime, the FCA, at the FCA Financial Crime Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

50. The changing face of financial crime

    Speeches Published: 30/06/2013 Last modified: 05/04/2023
    Speech by Martin Wheatley, Chief Executive, the FCA, at the FCA Financial Crime Conference, London.