Showing 111 to 120 of 508 search results for enforcement actions.

111. Richard Faithfull sentenced to over 5 years imprisonment for money laundering

     Press Releases Published: 09/09/2021 Last modified: 09/09/2021
     On Thursday 9 September 2021 Richard Faithfull was sentenced to 5 years and 10 months imprisonment for laundering money, contrary to s.327 Proceeds of Crime Act 2002

112. The risks of token regulation

     Speeches Published: 06/09/2021 Last modified: 06/09/2021
     Speech by Charles Randell, Chair of the FCA and PSR, to the Cambridge International Symposium on Economic Crime

113. FCA obtains High Court Order to remove hundreds of HM Land Registry charges, notices and restrictions registered against consumers’ properties by illegal money lender

     Press Releases Published: 29/07/2021 Last modified: 29/07/2021
     This application is the latest in several legal proceedings commenced by the FCA against Dharam Prakash Gopee arising out of his illegal money lending activities

114. Information for firms who use certain exemptions to the Financial Promotions Order

     Statements Published: 21/07/2021 Last modified: 21/07/2021
     A statement to outline how we intend to proceed given the accidental error in the onshoring of the FPO.

115. FCA secures conditional resolution of proceedings against Park First and its senior management

     Press Releases Published: 20/07/2021 Last modified: 01/08/2023
     The conditional agreement should see a further £25 million made available for compensation to investors

116. Transforming to a forward-looking, proactive regulator

     Speeches Published: 15/07/2021 Last modified: 15/07/2021
     Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.

117. Statement on supervision of commodity position limits

     Statements Published: 09/07/2021 Last modified: 09/07/2021
     In December 2020, we published a Supervisory Statement setting out our approach to the operation of the MiFID markets regime after the end of the EU withdrawal transition period. 

118. Scammers target over £2 million in pension pots in the last five months

     ScamSmart Press Releases Published: 07/07/2021 Last modified: 07/07/2021
     The FCA are urging anyone saving for their retirement to protect their savings.

119. FCA fines Crosfill & Archer Claims Limited £110,000

     Press Releases Published: 28/06/2021 Last modified: 28/06/2021
     The FCA has fined claims management company, Crosfill & Archer Claims Limited, £110,000.

120. The rise in scams and the threat to a legitimate financial services industry

     Speeches Published: 18/05/2021 Last modified: 18/05/2021
     Speech by Mark Steward, Executive Director of Enforcement and Market Oversight, at the City & Financial Global - FCA Investigations & Enforcement Summit.